B
O
C
Live-In Domestic Workers – Special
Rules
The basic filing procedures will still
apply to live-in domestic workers.
However, the documentation
requirements are weightier. Supporting
documents should not be filed with the
ETA, but should be retained in the
employer’s files in the event of an audit
upon request by the Certifying Officer.

The following three documents
must be maintained:

  • A statement describing the worker’
    s living accommodations,
    including whether the residence is
    a house or apartment, number of
    rooms, number of adults and
    children in household, and free
    board and a private room is
    provided.

  • Two copies of the employment
    contract. Contract must include
    hourly/weekly wage, daily and
    weekly hours to be worked,
    worker’s freedom to leave
    premises during offhours (except
    that overtime pay will be
    provided), worker will reside on
    employer’s premises, total
    amount of money to be advanced
    to the worker, worker not required
    to give more than two weeks’
    notice, employer must give worker
    at least two weeks notice of intent
    to terminate employment, a copy
    of the contract has been given to
    the worker, private room and
    board provided, any other
    agreement or condition not
    specified on the ETA form.

  • Documentation of worker’s paid
    experience amounting to at least
    one year of full-time employment.


Supervised Recruitment
When supervised recruitment is
requested by the CO, either after
receipt of an audit response or as part
of the mandated supervised recruitment
when an Employer has previously failed
to respond to an audit letter, the
requirements are similar to supervised
recruitment under the old basic
procedure.

The Employer is advised to place an ad
in a newspaper of general circulation for
three days including a Sunday or for
one edition of a professional, trade or
ethic publication. The Employer must
submit a draft of the proposed ad to the
CO for approval within 30 days of the
notification that supervised recruitment
is required. The CO will approve the ad
and direct the timing of the
advertisement. The Employer shall
notify the CO when the ad will appear.

The approved ad must advise
applicants to send resumes or
applications to the Certifying Officer
including an identification number and
address as designated by the Certifying
Officer.

The ad must describe the job
opportunity including a wage rate that
meets or exceeds the prevailing wage
rate and summarizes the minimum job
requirements as contained in the
application form and offer training if the
job would normally require the Employer
to provide training.

The wages, terms and conditions of
employment must be as least as
favorable as those offered to the alien.
The CO may also require other specific
recruitment efforts containing the same
information.

The recruitment report must be
submitted within 30 days of the CO’s
request for the report. The Employer
must submit a detailed written report
signed by the Employer and contain the
following specific information:

  • Identify each recruitment source
    by name and document contact
    by letters to sources such as
    unions, trade associations and
    colleges and universities with
    responses if any.

  • Ads should be documented with
    tearsheets, publication affidavits
    or dates copies from web pages.

  • Also include the number of U.S.
    workers that responded with
    names, addresses and resumes
    except for those who sent
    resumes to the CO and specify
    number of interviews and job title
    of person who conducted the
    interview.

  • Specific lawful job-related
    reasons for not hiring each U.S.
    workers must be provided. If an
    applicant is rejected because of
    lack of skills to perform the job
    duties, additional documentation
    must be provided that the
    applicant could not acquire the
    skills during a reasonable period
    of on-the-job training.

If the Employer does not respond within
the 30 days, the CO shall deny the
application. The CO has discretion to
grant one extension to the Employer.
The EB3 employment based green card is for professionals who hold a
US baccalaureate degree or foreign equivalent degree that is normally
required for the profession. Education and experience may not be
substituted for the degree. Members of the professions include, but are not
limited to architects, engineers,  lawyers, physicians, surgeons, and
teachers in elementary or secondary  schools, colleges, academies, or
seminaries. It also includes any occupation for which a US baccalaureate
degree (or foreign equivalent) is the minimum requirement for entry into
the occupation.

The EB3 employment based green card is also for
"skilled workers"
defined as a person, who at the time of petitioning, is capable of
performing skilled labor, requiring at least 2 years training or experience,
not of a temporary or seasonal nature, and for which there are no qualified
workers available in the United States. Relevant post-secondary education
may be considered as training for the purposes of this provision.

The EB3 employment based green card is also for "
other workers"
defined as a person who is to perform unskilled labor, requiring less than
two years training, not of a temporary or seasonal nature, for which
qualified workers are not available in the United States.

In order to obtain permanent residency through the EB3 category, the
applicant must have an employer willing to sponsor him or her through
labor certification or PERM. The applicant does not have to be employed
when labor certification/PERM is filed. A job offer is sufficient. Labor
certification/PERM is the process whereby, the US government determines
whether qualified US workers can fill the open position. Once the labor
certification is approved, the employer may sponsor the applicant for
permanent residency.

The EB3 process is as follows:

  • Step 1-Labor Certification Application: The employer must first file
    an application for an alien employment certification ("labor
    certification") with the U.S. Department of Labor (DOL) on behalf of
    the individual;

  • Step 2-Immigrant Petition (I-140): Once the labor certification
    application is approved, the company files an immigrant petition
    with the USCIS; and then

  • Step 3-The employee would file an Adjustment of Status
    application to adjust your status to that of permanent resident (if in
    the U.S.) or consular process for an immigrant visa at a U.S.
    consulate (if outside of the U.S.).

STEP 1: The Labor Certification Application

What is a labor certification?

A labor certification is an official government finding that

(1) no U.S. workers can be found, at the time of filing the application and in
the geographic area where the job exists, who are available, willing, and
able to fill the position; and

(2) the individual’s employment will not "adversely affect" the wages and
working conditions of similarly situated U.S. workers.

How does a company get a labor certification?

The company files a labor certification application (Form ETA 750) with the
state employment security agency (SESA) of the state in which the job is
located. The state agency completes preliminary processing of the
application, and then forwards it to the appropriate regional office of DOL.
The DOL regional office issues the labor certification.

What goes into a labor certification application?

The application form, Form ETA 750, has two parts. The first part (750 Part
A) is a formal offer of employment. The offer of employment contains
specific information about the job, including a description of the duties and
responsibilities and the minimum qualifications a person must have in
order to adequately perform the job.

The second part of the application (750 Part B) is a statement of the
qualifications of the candidate whom the company has selected for the job.
This candidate may be in the United States already (for example, on an H-
1B visa), or the candidate may be outside the U.S. The candidate must
possess at least the minimum qualifications for the job as set forth in Part
A of the application. The statement includes details about the candidate’s
educational and work-related background. Copies of the candidate’s
educational degrees and transcripts and letters from previous employers
verifying the candidate’s experience accompany Part B.

How does the government know whether there are U.S. workers to fill
the job?

A test of the labor market must show that there are insufficient U.S.
workers available who are interested in and willing to take the job. There
are two ways to conduct the test: (1) the employer can conduct its own test
by providing evidence of recruitment in the past six months; or (2) the
employer can let the government conduct the test through government
supervised recruitment. The first way leads to what is known as “reduction
in recruitment” (RIR) or “fast-track” processing.

How does RIR or fast-track labor certification application processing
work?

RIR labor certification applications are given top priority by DOL and
constitute the preferred approach whenever and wherever possible. Fast
track depends on an employer’s ongoing pattern of recruiting rather than
performance of an individual test of the labor market. In other words, rather
than placing individual advertisements for each application, a fast-track
application is filed with a documentation package containing evidence of
the company’s pattern of recruitment.

What is the advantage of RIR processing?

By far the best reason to take advantage of RIR processing is to cut time
out of the process. The success of a fast-track application depends on the
company’s recruiting efforts and the extensiveness of these efforts’
documentation. The fast-track approach significantly decreases the
processing time from filing to approval and varies from jurisdiction to
jurisdiction.

What if the application cannot qualify for RIR processing?

Some applications will not qualify for fast-track processing because 1)
there is insufficient recruitment for the position; or 2) the occupation does
not have a shortage of U.S. workers. In such a case, the employer must
pursue labor certification by conducting recruitment that is supervised by
the state agency. These cases are given a lower priority and result in
slower processing times. For example, in California, New Jersey, or New
York, a non-RIR case filed this month might take three years or more* to
process; in Illinois, it could take slightly less time.

The labor certification application process can take so long, even for
fast track.  Is there any way around it?

Most employees will need to go through the labor certification application
process, but some will not. For example, high-level employees who are
transferred to the U.S. from company offices abroad may be eligible to
immigrate without first obtaining a labor certification.

Under the multinational manager/executive classification, an employee
with a Ph.D. in his or her respective field, as well as publications and other
professional distinctions, may be eligible for “outstanding researcher”
immigrant classification, for which labor certification is not necessary.

Also, employees who can demonstrate that they rank at or near the very top
of their field nationally or internationally may be eligible for “extraordinary
ability” classification; labor certification would not be necessary for these
individuals either. Certain jobs and projects have been found to be
especially “in the national interest,” and employees working on such jobs
may be able to bypass the labor certification process.


STEP 2: The Immigrant Petition (I-140)

What is an immigrant petition?

An employer files an immigrant petition on behalf of an employee when the
employer wishes to formally sponsor the employee for U.S. immigration.
The petition is a formal offer of “permanent” employment (that is,
employment of indefinite duration).

What’s the difference between an immigrant petition and a labor
certification application?

A labor certification application is an application to the government
(specifically, to DOL) asking for official certification that a job exists that
cannot be filled by a U.S. worker. An immigrant petition is a petition to the
government (specifically, to INS) asking the government for permission to
hire a specific foreign national to “permanently” fill the job. Most immigrant
petitions must be based on approved labor certification applications,
because for most jobs, the law requires DOL to find that there is a
shortage of U.S. workers for the job.

What goes into an immigrant petition?

The application form, Form I-140, provides information about the company
(the “petitioner”), the candidate (the “beneficiary”), and the job offered. The
employer must also request on the form that the beneficiary be classified
according to a specific preference category.

What is a preference category?

Under U.S. laws, there are five preference categories in which an
employment-based immigrant is eligible for assignment. Statutory quotas
limit the number of people who can immigrate each year depending both
on the preference category in which the person is classified, and the
person’s country of birth. The vast majority of employment-based
immigrants fall into either the second preference (EB2) or the third
preference (EB3) category.

What is the difference between EB2 and EB3?

Generally, EB2 classification is for people who will work in jobs that
require someone with either an advanced degree (for example, a master’s
degree or Ph.D.) or its equivalent (i.e., a bachelor’s degree plus at least
five years of “progressive” experience). EB3 is for people whose jobs don’t
require such education or expertise. Classification is determined not by
what education and experience the person actually has, but by what
education and experience is necessary for the person’s job as set forth in
the labor certification.

What does it matter whether a person is classified as EB2 or EB3?

Every year, quotas allow only a limited number of people to immigrate to
the U.S. The quotas depend both on the preference category and the
country of one’s birth. The laws do not allow more than a certain number of
EB2 and EB3 individuals to immigrate, and each country is limited to a
percentage of the total number of each catetgory.

For people from most countries, it makes no difference whether they are
classified as EB2 or EB3, because both of these categories are “current”
(meaning there is no waiting to immigrate) for most of the world’s
countries. Until recently, persons born in India and the PRC, who fell under
certain employment-based categories, normally had to wait for their priority
dates to become current before filing for AOS.

If an employee has to wait to immigrate, how is the length of the wait
calculated?

The employee must wait until his or her “priority date” is current before he
or she will be allowed to begin the third step of the immigration process.
The priority date is the date the employee’s labor certification application
was originally filed (generally, the date the application was received by the
state employment security agency).

Every month, the U.S. Department of State tracks the number of people
who immigrate from all countries in each preference category. Based on
those numbers, it designates certain priority dates for each category as
current, and people holding these or older priority dates are eligible to
move to the third step of the immigration process.

If an employee has to wait to immigrate, how long might the wait be?

An example can illustrate how the waiting process works. Suppose that a
company filed a labor certification application on behalf of a Chinese
national in a job requiring a master’s degree on May 1, 1997 (the priority
date). The labor certification was approved by DOL on April 1, 1998. The
employer then filed an immigrant petition with INS based on the approved
labor certification on April 15, 1998, which was approved on August 15,
1998. Because the job the employee holds requires a master’s degree,
the employee qualifies for and was given EB2 classification.

When would this employee be eligible to immigrate?
In November 1998, the State Department indicated that current priority date
for Chinese-born EB2 immigrants was May 22, 1996. This meant that
those immigrants whose labor certification applications were filed on or
before May 22, 1996 were eligible to immigrate. The employee described
above, therefore, would have to wait.

If the difference between the current date and an employee’s priority
date is one year, does this mean that the employee’s wait will be one
year?

Not necessarily. Priority dates do not advance at the same rate as the
calendar. In some months, the date may not move at all; in others, the date
might move forward by weeks or even months at a time. Priority dates may
even retrogress.

* All processing times indicated are rough estimates based on current
experience. Individual cases can and do vary in processing times, and the
general periods vary from time to time.
BOGLE
OKOYE
CHANG
BOGLE & CHANG, LLC
Copyright © 2010 Bogle & Chang, LLC.  All Rights Reserved.
EB(3):  Professionals, Skilled Workers; Other Workers
Advertisements

The employer must place two advertisements on
two different Sundays in the newspaper of general
circulation in the area of intended employment.
Both ads must be placed more than 30, but not
more than 180 days before filing.

The ads may be placed on consecutive Sundays. If
the job is located in a rural area with no Sunday
edition, the employer may use the edition with the
widest circulation. However, the use of a suburban
newspaper on a day other than Sunday is not
allowed.

Placement of the ad under an inappropriate
heading or keyword would be considered a failure
to make good-faith efforts to recruit U.S. workers.
The ad must list the name of the employer, the
geographic area of employment (only if the job site
is unclear, e.g., if applicants respond to a location
other than the job site or if the employer has
multiple job sites), and a description of the vacancy
specific enough to apprise US workers of the job
opportunity.

The employer may include minimum education and
experience requirements or specific job duties in
the ad as long as those requirements also appear
on Form 9089. The ad must direct applicants to
send resumes or report to the employer, as
appropriate.

The employer’s physical address is not required. A
central office or post office box may be designated
for receipt of resumes. The ad need not include the
salary or a detailed listing of the job description and
requirements. However, if the ad does include the
salary, the salary stated must meet or exceed the
prevailing wage.

Documentation of the ad can be supplied by a copy
of the newspaper page or proof of publication
supplied by the newspaper. Form ETA 9089
requires the employer to list the name of the
newspaper and date of publication for each ad. If
the job requires experience and an advanced
degree, the employer may use a professional
journal in lieu of one of the Sunday ads. The
proposed regulations had required use of a
professional journal for such jobs, but DOL made
this requirement optional in light of comments
submitted.

Three Additional Recruitment Steps for
Professional Jobs

The PERM regulation retains the requirement in the
proposed regulations that applications for
professional jobs must have additional recruitment.
The list of permitted additional recruitment steps in
the final PERM regulation include: 1) job fairs; (2)
employer’s web site; (3) job search web site other
than employer’s; (4) on-campus recruiting; (5) trade
or professional organizations; or (6) private
employment firms. (7) an employee referral
program, if it includes identifiable incentives; (8) a
notice of the job opening at a campus placement
office, if the job requires a degree but no
experience; (9) local and ethnic newspapers, to the
extent they are appropriate for the job opportunity;
and (10) radio and television advertisements.

Further, a web page generated in conjunction with
a print ad now counts as a website other than the
employer’s. The additional recruitment steps must
take place no more than 180 days before filing. The
employer is not required to take different steps
each month. Only one of the additional recruitment
steps may take place within 30 days of filing. Form
ETA 9089 requires the employers to specify the
dates of each additional recruitment step. The final
rule specifies how each type of additional
recruitment activity can be documented. Alternative
recruitment steps only require employers to
advertise for the occupation involved in the
application rather than for the job opportunity as is
required for the newspaper ads.

Distinguishing between Professional and Non-
Professional Jobs

A professional job is a job for which the attainment
of a bachelor's or higher degree is a usual
education requirement. DOL published a list of
professional occupations in Appendix A to the
PERM rule. If the occupation is listed on Appendix
A, the employer must follow the recruitment regimen
for professional occupations. However, the
employer may also use the additional recruitment
steps for other occupations. It may be a good idea
to do so to bolster a claim that a non-listed
occupation is also professional in nature.

Recruitment Report

Contents of Recruitment Report

The employer must prepare a recruitment report
that describes the recruitment steps taken and the
results. The recruitment report must include the
number of hires and the number of US workers
rejected, categorized by the lawful job-related
reasons for rejection. The CO may, after reviewing
the employer’s recruitment report, request copies of
the US workers’ resumes, sorted by the reasons for
rejection. The employer must sign the recruitment
report. In response to numerous comments from
employers who receive a large volume of
unsolicited resumes, the final rule does not require
the employer to identify the individual U.S. workers
who applied for the job opportunity.

Failure to Meet the Minimum Requirements

An applicant's failure to meet the employer's stated
minimum requirements is a lawful reason for
rejection; however, if a worker lacks a skill that may
be acquired during a reasonable period of on-the-
job training, the lack of that skill is not a lawful basis
for rejecting an otherwise qualified worker. This final
rule does not specify what constitutes a reasonable
period because the training period may vary by
occupation, industry, and job opportunity.

Retention of Documentation
Supporting documents must be retained for five
years from date of filing.

How and Where to File—Basic Process
Using a new form, Application for Permanent
Employment Certification (ETA 9089), employers
can file either electronically or by mail to the
appropriate ETA processing center. Faxing will not
be allowed.

Electronic filing
Employers will go to the ETA website located at http:
//www.plc.doleta.gov. (currently not on display) to
complete and file the form. The site will allow
frequent users to set up a file with basic, repeat
information, much like the LCA system (employer
name, address, etc.). Passwords or identifiers also
might be assigned to individuals (not businesses)
for fraud prevention purposes. No G-28 is required.

The employer signs the form declaring the attorney
to be the legal representative. Once the ETA is
certified, the employer must sign the form upon
receipt from ETA. A copy must be maintained in the
employer’s files; the original, signed ETA must
accompany the I-140 when it is filed with CIS. A
priority date will be assigned as of the date the
electronic submission is accepted for filing.
Incomplete applications will not be processed, but
simply denied.

Filing by mail
Applications can be mailed directly to the
appropriate centralized processing center. The
addresses of the processing centers will be listed at
http://www.workforcesecurity.doleta.gov/foreign/.
Applications filed by mail must bear the original
signature. A priority date will be assigned as of the
date of receipt, provided the form is accepted for
filing.

Supporting documentation
Whether filed electronically or by mail, no
supporting documentation will be filed with the ETA
9089. Instead, the employer must maintain
supporting documentation in the event an audit is
required or the Certifying Officer otherwise requests
certain documents.

Such documentation, along with a copy of the ETA
form, must be retained for five years from the date
of filing ETA 9089.

Prevailing wage determination as a pre-
requisite to filing
Employers must file with the SWA and receive a
prevailing wage determination prior to filing the ETA
9089. Employers will use the state-designated
prevailing wage request form. Information from the
prevailing wage determination will then be
incorporated into the ETA 9089. The actual
prevailing wage determination form should be
retained as a supporting document, to be furnished
to ETA in the event of an audit.

Inclusion of Attorneys’ Fees
Attorney fees are discussed in reference to the
beneficiary’s financial involvement. If the beneficiary
is “required” to pay attorney fees, it is possible the
position will be challenged as to whether or not the
job is open to U.S. workers. See 20 CFR § 656.10(c)
(8). This issue is discussed briefly in the preamble
but not addressed in the regulation.

Filing Fees
There is no filing fee, as was suggested in the
proposed rule. Until Congress enacts legislation
authorizing a fee, labor certification filing fees are
not permitted.